‹ AU-5.2.9 AU-5.3 [This Section deleted 07/2007] › AU-5.2.10 Investment firm licensees must immediately notify the CBB when they become aware of any of the events listed in Paragraph EN-8.2.3, affecting one of their approved persons. Amended: October 2009 ‹ AU-5.2.9 AU-5.3 [This Section deleted 07/2007] ›