‹ AU-1.1.17 AU-1.1.18A › AU-1.1.18 Past version: Effective from 01 Jul 2007 to 31 Mar 2008 To view other versions open the versions tab on the right When undertaking either of the regulated investment services listed under Rule AU-1.1.17, Category 3 investment firms may not hold any client assets. Amended: July 2007 ‹ AU-1.1.17 AU-1.1.18A ›