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AU-1.1.2

For the purposes of Rule AU-1.1.1(a), please refer to Section AU-1.4 for the definition of 'regulated investment services' and 'by way of business'. Such activities will be deemed to be undertaken within or from the Kingdom of Bahrain if, for example, the person concerned:

(a) Is incorporated in the Kingdom of Bahrain;
(b) Uses an address situated in the Kingdom of Bahrain for its correspondences; or
(c) Directly solicits clients.
Amended: January 2011
Amended: July 2007