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AU-1.1.2

Past version: Effective from 01 Jul 2007 to 31 Dec 2010
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For the purposes of Rule AU-1.1.1(a), please refer to Section AU-1.4 for the definition of 'regulated investment services' and 'by way of business'. Such activities will be deemed to be undertaken within or from the Kingdom of Bahrain if, for example, the person concerned:

(a) Is incorporated in the Kingdom of Bahrain;
(b) Uses an address situated in the Kingdom of Bahrain for its correspondences; or
(c) Directly solicits clients, who are resident within the Kingdom of Bahrain.
Amended: July 2007