‹ AU-1.1.17 AU-1.1.18A › AU-1.1.18 Past version: Effective up to 30 Jun 2007 To view other versions open the versions tab on the right When undertaking either of the regulated investment services listed under Rule AU-1.1.17, Category 3 investment firms may not hold any client money. ‹ AU-1.1.17 AU-1.1.18A ›