• Definition of Advisors

    • OFS-3.1.2

      For the purpose of this Module, in addition to any other designation by the CBB, a Capital Market Advisory Services Provider may be classified as follows:

      (a) Auditors;
      (aa) Financial Advisors;
      (b) Custodian;
      (c) Independent Reporting Accountant;
      (d) Independent Valuer;
      (e) Issue Agent;
      (f) Lead Manager;
      (g) Legal Advisor;
      (h) Paying Agent;
      (i) Receiving Bank;
      (j) Securities Depositor and ownership transfer agent;
      (k) Trustee;
      (l) Shari'a Advisor;
      (m) Promoter;
      (n) Listing Agent;
      (o) Underwriter; or
      (p) Any other person designated as a Capital Market Advisory Service Provider by the CBB from time to time.
      Amended: October 2017
      January 2014