Definition of Advisors
OFS-3.1.2
For the purpose of this Module, in addition to any other designation by the CBB, a
Capital Market Advisory Services Provider may be classified as follows:(a) Auditors;(aa) Financial Advisors;(b)Custodian ;(c) Independent Reporting Accountant;(d) Independent Valuer;(e) Issue Agent;(f) Lead Manager;(g) Legal Advisor;(h)Paying Agent ;(i)Receiving Bank ;(j) Securities Depositor and ownership transfer agent;(k)Trustee ;(l) Shari'a Advisor;(m) Promoter;(n) Listing Agent;(o)Underwriter ; or(p) Any other person designated as aCapital Market Advisory Service Provider by the CBB from time to time.Amended: October 2017
January 2014