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OFS-A.2.4

As an SRO, the main objective of the exchange or the operator would be to:

(a) Promote fairness and investor protection;
(b) Ensure fair access to market facilities and information;
(c) Provide timely and accessible relevant market data;
(d) Ensure the efficient regulation of its members;
(e) Ensure compliance with CBB Law, listing rules and disclosure requirements by listed companies and issuers;
(f) Ensure immediate dissemination and publication of relevant information related to issuers;
(g) Report any non-compliance to the regulator; and
(h) Take disciplinary action against any contravention by listed companies.
January 2014