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OFS-4.3.16

The following additional information, documents (to be provided with the application) are required for an offering of securities by overseas issuers:

(a) A copy of any necessary approval from the home regulator;
(b) A copy of the home market's relevant laws, rules and regulations that show that no restrictions are imposed on the transferability of the securities;
(c) Detailed information on listing requirements and securities performance on the home or other market(s);
(d) Confirmation by the overseas issuer that it will adhere to the general requirements as well as with the additional requirements and declarations, either in accordance with the type of offer or type of securities, as stipulated in this Module;
(e) An appointment of a listing agent where the securities are to be listed on a licensed exchange; and
(f) The issuer to bear the costs of any investigation or inspection by the CBB.
January 2014