MIE-1.2.2

For the purpose of this Module, information includes:

(a) Any books, records or registers required to be maintained by a capital market service provider (including members of SROs, listed companies and issuers of securities) and related parties under the CBB Law, rules and regulations and any other law, rules and regulations;
(b) Information, books, records or documents known to or in the possession of a capital market service provider (including members of SROs, listed companies and issuers of securities) and related party;
(c) [This Subparagraph has been deleted in July 2021];
(d) [This Subparagraph has been deleted in July 2021]
(e) Information, books, records or documents maintained by or known to or in the possession of any other relevant person.
Amended: July 2021