EN-5.3A.3

Financial penalties related to late filing or other date sensitive requirements are calculated as per the following per diem basis:

(a) For category 1 investment firm licensees, the financial penalty for late filing is BD 80 per day;
(b) For category 2 investment firm licensees, the financial penalty for late filing is BD 60 per day; and
(c) For category 3 investment firm licensees, the financial penalty is BD 40 per day.
Amended: April 2017
Added: October 2012