‹ EN-5.3A Financial Penalties for Date Sensitive Requirements EN-5.3A.2 › EN-5.3A.1 Modules AU, FC, BR and PD contain specific requirements where investment firm licensees must comply with, by a precise date. Where a specific due date is involved, the CBB's financial penalties are based on a per diem basis. Added: October 2012 ‹ EN-5.3A Financial Penalties for Date Sensitive Requirements EN-5.3A.2 ›