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AML-C.2.2

A Capital Market Service Provider must take steps to identify, assess and understand their ML/TF risks in relation to its:

(a) Customers;
(b) The countries or jurisdictions its customers are from or in;
(c) The countries or jurisdictions the Capital Market Service Provider operates in; and
(d) The products, services, transactions or delivery channels of the Capital Market Service Provider.
Added: January 2020