AML-C.2.2

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Past version: Effective from 01 Jan 2020 to 30 Sep 2021
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A Capital Market Service Provider must take steps to identify, assess and understand their ML/TF risks in relation to its:

(a) Customers;

(b) The countries or jurisdictions its customers are from or in;

(c) The countries or jurisdictions the Capital Market Service Provider operates in; and

(d) The products, services, transactions or delivery channels of the Capital Market Service Provider.

Added: January 2020