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AML-4.2.2

To take reasonable steps, as required under rule AML-4.2.1, Capital Market Licensees must:

(a) Require the MLRO to consider reports made under Section AML-4.1 in the light of all relevant information accessible to or reasonably obtainable by the MLRO;
(b) Permit the MLRO to have access to any information, including Know Your Customer information, in the Capital Market Licensee's possession which could be relevant; and
(c) Ensure that where the MLRO, or his duly authorised delegate, suspects that a Person has been engaged in Money Laundering or terrorist financing, a report is made by the MLRO which is not subject to the consent or approval of any other Person.
Amended: January 2022
Added: October 2010