AML-4.2.2
Past version: Effective from 01 Oct 2010 to 30 Sep 2021
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To take reasonable steps, as required under rule AML-4.2.1,
(a) Require the MLRO to consider reports made under Section AML-4.1 in the light of all relevant information accessible to or reasonably obtainable by the MLRO;
(b) Permit the MLRO to have access to any information, including Know Your Customer information, in the Capital Market Service Provider's possession which could be relevant; and
(c) Ensure that where the MLRO, or his duly authorised delegate, suspects that a Person has been engaged in Money Laundering or terrorist financing, a report is made by the MLRO which is not subject to the consent or approval of any other Person .
October 2010