AML-9.2.1AA

Past version: Effective from 01 Oct 2019 to 30 Sep 2021
To view other versions open the versions tab on the right

Capital Market Service Providers must implement and comply with United Nations Security Council resolutions relating to the prevention and suppression of terrorism and terrorist financing. Capital Market Service Providers must freeze, without delay, the funds or other assets are made available, directly or indirectly, to or for the benefit of, any person or entity either (i) designed by, or under the authority of, the United Nations Security Council and Chapter VII of the Charter of the United Nations, including in accordance with Resolution 1267(1999) and its successor resolutions as well as Resolution 2178(2014) or (ii) designated as pursuant to Resolution 1373(2001).

Amended: October 2019
Added: April 2017