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AML-9.2.4

Capital Market Licensees must report to the CBB details of:

(a) Funds or other financial assets or economic resources held with them which may be the subject of Article 1, Paragraphs (c) and (d) of UNSCR 1373;
(b) All claims, whether actual or contingent, which the Capital Market Licensee has on Persons and entities which may be the subject of Article 1, Paragraphs (c) and (d) of UNSCR 1373; and
(c) All assets frozen or actions taken in compliance with the prohibition requirements of the relevant UNSCRs, including attempted transactions.
Amended: January 2023
Amended: January 2022
Added: October 2010