OFS-A.3.2

Past version: Effective from 01 Jul 2018 to 31 Dec 2020
To view other versions open the versions tab on the right

The most recent changes made to this Module are detailed in the table below:

Module Ref. Change Date Description of Changes
OFS-1.6.11, OFS-1.10.5, OFS-3.5.26, OFS-4.1.1, OFS-4.3.2, OFS-4.4.1, OFS-4.4.4, OFS-7.1.2, OFS-7.1.3 04/2014 Added links to Glossary for the words 'days' and 'licensed exchange'.
OFS-1.14 04/2014 Corrected reference to Glossary for the term 'overseas issuer(s)'.
OFS-3.2.6 04/2016 Added reference to securities market regulation certification and other qualifications.
OFS-3.3.8 04/2016 Corrected cross reference to CBB Law.
OFS-1.4.1(e) 10/2017 Amended sub-paragraph based on changes made to the definitions section.
OFS-7.5.1 01/2018 Amended Paragraph.
OFS-2.6.7A 07/2018 Deleted Paragraph.
OFS-3.2.19(c) 07/2018 Amended sub-paragraph.
OFS-3.4.6(a) 07/2018 Amended sub-paragraph.
OFS-3.5.7(c) 07/2018 Amended sub-paragraph.