MIE-3.1.16

Past version: Effective from 11 Nov 2010 to 30 Jun 2021
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In those cases where enforcement action is not taken and/or a formal investigation is not commenced, the CBB will expect the capital market service provider or members of an SRO, or listed company, or issuer or other person to act promptly to take the necessary remedial action agreed with its regulators to deal with the CBB's concerns. In cases of failure to take prompt remedial action, the CBB may take disciplinary or other enforcement action in respect of the original contravention.