Skip to main content
Central Bank of Bahrain
menu
  • Home
  • Currency Museum
  • Rulebook
  • Contact
العربية Consumer Protection 17547789
Search
Skip to Navigation
Central Bank of Bahrain
  • About
    • About CBB
    • Board of Directors
    • Management
    • Fact Sheet
  • Media
    • Publications & Data
    • Media Center
    • Media Gallery
    • Media Kit
    • Events
  • Regulation
    • Laws & Regulations
    • Consultations
    • Licensing & Registration
    • Licensing Directory
    • Collective Investment Undertaking
    • Insurance
    • FinTech & Innovation
    • Compliance
    • Capital Markets
    • Financial Stability
  • Operations
    • Banking
    • Currency Issue
    • Payment & Settlement
    • Facilities & Interest Rates
    • Exchange Rates
    • Monetary Policy
    • Reserve Management Policy
    • Government Securities
    • IBAN Info
    • Official Holidays
    • Currency Museum
  • Consumers
    • Consumer Information
    • Deposit & URIA Protection Scheme
    • Making a Complaint
  • E-Services
    • Online Forms
    • API

Main navigation

  • Home
  • Laws
  • CBB Rulebook
  • CBB Capital Markets Regulations
  • BHB Material
  • View Recent Changes
  • Help
  • Search

CBB Rulebook: Contents

  • Common Volume
  • Central Bank of Bahrain Volume 1—Conventional Banks
  • Central Bank of Bahrain Volume 2—Islamic Banks
  • Central Bank of Bahrain Volume 3—Insurance
  • Central Bank of Bahrain Volume 4—Investment Business
  • Central Bank of Bahrain Volume 5—Specialised Licensees
  • Central Bank of Bahrain Volume 6—Capital Markets
    • Part A
      • Introduction
      • Institutions
      • Market Standards
        • OFS — Offering of Securities
        • TMA — Take-overs, Mergers and Acquisitions
        • MAM — Prohibition of Market Abuse and Manipulation
        • MIE — Market Surveillance, Investigation & Enforcement
          • MIE-A Introduction
          • MIE-B Scope of Application
          • MIE-1 Market Surveillance
          • MIE-2 Formal Investigation
            • MIE-2.1 Scope of Investigation
            • MIE-2.2 Ordering a Formal Investigation
              • Appointment of Investigator
              • Factors Considered while Deciding on a Formal Investigation
              • Investigation of Certain Cases
              • Cases where Other Authorities or SROs have an Interest
              • Sources of Cases
              • Assisting Overseas Regulators
            • MIE-2.3 Investigation Proceedings
            • MIE-2.4 Investigation Report
            • MIE-2.5 Judicial Investigation
          • MIE-3 Enforcement
          • MIE-4: Financial Penalties
          • Appendices
        • AML — Anti-Money Laundering & Combating Financial Crime
        • TC — Training and Competency
      • Ongoing Obligations
      • High Level Standards
      • Dispute Resolution and Investor Protection
      • International Co-operation
    • Part B
    • Quarterly Updates
    • Ad-hoc Communications
    • Archive
  • Central Bank of Bahrain Volume 7—Collective Investment Undertakings
  • Bahrain Bourse (BHB) Material
  • Central Bank of Bahrain and Financial Institutions Law 2006
  • Bahrain Anti Money Laundering Law 2001
  • Regulation Governing Collective Investment Schemes June 2003
  • Bahrain Stock Exchange Law 1987
  • Bahrain Financial Trust Law 2006
  • Bahrain Insurance Law 1987
  • Bahrain Monetary Agency Law 1973
  • Commercial Companies Law 2001
  • CBB Disclosure Standards
  • CBB Debt Securities Guidelines
  • Ministerial Order — Money Laundering
  • CBB Resolution on Dissemination of Listed Companies' Financial Statements and Board of Directors' Meetings
  • CBB Regulations and Resolutions
  • The Corporate Governance Code of the Kingdom of Bahrain
  • Archive
Entire section Custom print Link Text Only Rich Text Print

Location:

Breadcrumb

  1. Central Bank of Bahrain Volume 6—Capital Markets
  2. Part A
  3. Market Standards
  4. MIE — Market Surveillance, Investigation & Enforcement
  5. MIE-2 Formal Investigation
  6. MIE-2.2 Ordering a Formal Investigation
  Versions

 
‹ MIE-2.1.4 Appointment of Investigator ›

MIE-2.2 Ordering a Formal Investigation

  • Appointment of Investigator
    • MIE-2.2.1
    • MIE-2.2.2
    • MIE-2.2.3
  • Factors Considered while Deciding on a Formal Investigation
    • MIE-2.2.4
  • Investigation of Certain Cases
    • MIE-2.2.5
    • MIE-2.2.6
    • MIE-2.2.7
    • MIE-2.2.8
    • MIE-2.2.9
  • Cases where Other Authorities or SROs have an Interest
    • MIE-2.2.10
  • Sources of Cases
    • MIE-2.2.11
  • Assisting Overseas Regulators
    • MIE-2.2.12
‹ MIE-2.1.4 Appointment of Investigator ›

CENTRAL BANK OF BAHRAIN

King Faisal Highway
Diplomatic Area
Block 317, Road 1702, Building 96
Manama
Kingdom of Bahrain

QUICK LINKS

  • Contact Us
  • General Enquiry
  • Complaints
  • Careers
  • Conditions of Use
  • Copyright
  • Disclaimer
  • Privacy Policy

FOLLOW US

CENTRAL BANK OF BAHRAIN © 2025