MIE-1.2.6

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Past version: Effective from 11 Nov 2010 to 30 Jun 2021
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Where the CBB considers that:

(i) It may be necessary to prohibit under the Markets & Exchanges (MAE) Module dealing in securities of, or made available by, a company or an issuer of securities;

(ii) A person may have contravened any of the provisions of the Market Abuse and Market Manipulation (MAM) Module in relation to securities of, or made available by, a company; or

(iii) A person may have contravened any of the provisions of the Disclosure Standards Module or Take-overs, Mergers, Acquisitions and Share Repurchases (TMA) Module in relation to securities in a company;

The CBB may require an officer of a company, or an issuer of securities, referred to in paragraph (a) to disclose to the CBB any information of which he is aware and which may have affected any dealing that has taken place, or which may affect any dealing that may take place, in securities of or made available by, the company or the issuer of securities.