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CBB Rulebook: Contents

  • Common Volume
  • Central Bank of Bahrain Volume 1—Conventional Banks
  • Central Bank of Bahrain Volume 2—Islamic Banks
  • Central Bank of Bahrain Volume 3—Insurance
  • Central Bank of Bahrain Volume 4—Investment Business
  • Central Bank of Bahrain Volume 5—Specialised Licensees
  • Central Bank of Bahrain Volume 6—Capital Markets
    • Part A
      • Introduction
      • Institutions
      • Market Standards
        • OFS — Offering of Securities
        • TMA — Take-overs, Mergers and Acquisitions
        • MAM — Prohibition of Market Abuse and Manipulation
        • MIE — Market Surveillance, Investigation & Enforcement
          • MIE-A Introduction
          • MIE-B Scope of Application
          • MIE-1 Market Surveillance
            • MIE-1.1 Market Surveillance
            • MIE-1.2 Information Gathering
              • MIE-1.2.1
              • Type of Information
                • MIE-1.2.2
                • MIE-1.2.3
                • MIE-1.2.4
              • Acquisition and Disposal of Securities or Futures Contract
              • Exercise of Certain Powers in Relation to Securities
              • Exercise of Certain Powers in Relation to Futures Contracts
              • Self-Incrimination
              • Savings for Advocates and Solicitors
              • Immunities Under CBB Law
              • Offences
              • Copies of or Extracts from Documents to be Admitted as Evidence
            • MIE-1.3 Information from Self-Regulatory Organizations (SROs)
            • MIE-1.4 Information from Members of SROs and Other Capital Market Service Providers
            • MIE-1.5 Information from Listed Companies and Issuers of Securities
            • MIE-1.6 Referrals from Other Domestic Authorities
            • MIE-1.7 Referrals from Overseas Authorities
            • MIE-1.8 Complaints from the Public and Information from Other Sources
            • MIE-1.9 Reports from Experts
            • MIE-1.10 Detection of Potential Cases of Contraventions
            • MIE-1.11 Determination of Preliminary Investigation
            • MIE-1.12 Preliminary Investigation
            • MIE-1.13 Preventive Surveillance Actions
          • MIE-2 Formal Investigation
          • MIE-3 Enforcement
          • MIE-4: Financial Penalties
          • Appendices
        • AML — Anti-Money Laundering & Combating Financial Crime
        • TC — Training and Competency
      • Ongoing Obligations
      • High Level Standards
      • Dispute Resolution and Investor Protection
      • International Co-operation
    • Part B
    • Quarterly Updates
    • Ad-hoc Communications
    • Archive
  • Central Bank of Bahrain Volume 7—Collective Investment Undertakings
  • Bahrain Bourse (BHB) Material
  • Central Bank of Bahrain and Financial Institutions Law 2006
  • Bahrain Anti Money Laundering Law 2001
  • Regulation Governing Collective Investment Schemes June 2003
  • Bahrain Stock Exchange Law 1987
  • Bahrain Financial Trust Law 2006
  • Bahrain Insurance Law 1987
  • Bahrain Monetary Agency Law 1973
  • Commercial Companies Law 2001
  • CBB Disclosure Standards
  • CBB Debt Securities Guidelines
  • Ministerial Order — Money Laundering
  • CBB Resolution on Dissemination of Listed Companies' Financial Statements and Board of Directors' Meetings
  • CBB Regulations and Resolutions
  • The Corporate Governance Code of the Kingdom of Bahrain
  • Archive
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Breadcrumb

  1. Central Bank of Bahrain Volume 6—Capital Markets
  2. Part A
  3. Market Standards
  4. MIE — Market Surveillance, Investigation & Enforcement
  5. MIE-1 Market Surveillance
  6. MIE-1.2 Information Gathering
  7. Type of Information
  8. MIE-1.2.4
  Versions

 
  • Nov 11 2010 - Jun 30 2021
  • Jul 01 2021
‹ MIE-1.2.3 Acquisition and Disposal of Securities or Futures Contract ›

MIE-1.2.4

As per Articles 111 and 112 of the CBB Law, the CBB may demand any information, documents, statistics or reports from any licensee, listed company or any person who has issued debt instruments in the Kingdom within a specified time.

Amended: July 2021
‹ MIE-1.2.3 Acquisition and Disposal of Securities or Futures Contract ›

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