MIE-1.1.1
Past version: Effective from 11 Nov 2010 to 30 Jun 2021
To view other versions open the versions tab on the right
The CBB's surveillance function is focused on identifying potential breaches of the relevant laws, rules and regulations and those responsible for the potential breaches. The surveillance function includes the following:
a) Policy formulation for introducing the surveillance systems to bring integrity, safety and stability in the securities market in the Kingdom of Bahrain;
b) Gather and analyze information for the purpose of spotting abnormal situations in the market;
c) Detect potential contraventions of relevant laws, rules and regulations and identify those responsible for such contraventions;
d) Conduct preliminary investigations ;
e) Take interim enforcement actions, if warranted;
f) Pursue preventative action, if required, and avoid market disruptions at the earliest possible time;
g) Initiate formal investigations .