(a) Regulatory supervision, including the licensing, supervision, inspection, investigation and enforcement and regulatory oversight on the licensed exchanges, licensed market operators, licensed clearing houses and depositories and other SROs.

(b) Maintaining and promoting fairness, efficiency and transparency within the capital market;

(c) Acting as an enforcement agency with powers to investigate and take administrative, civil or criminal actions as it may deem appropriate;

(d) Approving the rules, by-laws and business rules of the licensed exchanges or the licensed market operators, licensed clearing houses or depositories, whereby any change in the rules, by-laws and regulations of the SROs would need prior approval of the CBB; and

(e) Ensuring that the licensed exchanges and licensed market operators, licensed clearing houses and depositories, and other capital market service providers and members of SROs have appropriate systems and procedures for detection of unlawful transactions and contraventions of the CBB Law, rules and regulations and report to the CBB at the earliest stage possible.