AU-5.2.3
Past version: Effective from 01 Jul 2015 to 30 Sep 2016
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When submitting Form 3,
(a) Submitted to the CBB with a covering letter signed by an authorised representative of the investment firm licensee , seeking approval for the proposed controlled function ;
(b) Submitted in original form;
(c) Submitted with a certified copy of the applicant's passport, original or certified copies of educational and professional qualification certificates (and translation if not in Arabic or English) and the Curriculum Vitae; and
(d) Signed by an authorised representative of the licensee and all pages stamped with the licensee's seal.
Amended: July 2015
Amended: October 2009
Amended: October 2009