AU-5.2.3
Past version: Effective from 01 Oct 2009 to 30 Jun 2015
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When submitting the Forms 3,
a) All Forms 3 must be submitted to the CBB with a covering letter signed by an Authorised Representative of the investment firm licensee , seeking approval for the proposed controlled function .
b) All Forms 3 must be submitted in original form.
c) Forms 3 should be submitted with a certified copy of the applicant's passport, original or certified copies of educational and professional qualification certificates (and translation if not in Arabic or English) and the Curriculum Vitae.
d) All Forms 3 must be signed by an Authorised Representative of the licensee and stamped with the licensee's seal.
Amended: October 2009