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GR-5.1.5

Past version: Effective from 01 Jan 2011 to 30 Sep 2015
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If, as a result of circumstances outside the investment firm licensee's knowledge and/or control, one of the changes specified in Paragraph GR-5.1.1 is triggered prior to CBB approval being sought or obtained, the investment firm licensee must notify the CBB as soon as it becomes aware of the fact.

Amended: January 2011
Amended: July 2007