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GR-5.1.5

Past version: Effective from 01 Jul 2007 to 31 Dec 2010
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If, as a result of circumstances outside the investment firm licensee's knowledge and/or control, one of the changes specified in Paragraph GR-5.1.1 is triggered prior to CBB approval being sought or obtained, the investment firm licensee must notify the CBB as soon as it becomes aware of the fact and no later than 15 calendar days after the change occurs.

Amended: July 2007