GR-5.1.5

Past version: Effective up to 30 Jun 2007
To view other versions open the versions tab on the right

If, as a result of circumstances outside the investment firm licensee's knowledge and/or control, one of the changes specified in Paragraph GR-5.1.3 is triggered prior to BMA approval being sought or obtained, the investment firm licensee must notify the BMA as soon as it becomes aware of the fact and no later than 7 days after the change occurs.