AU-1.4.27
Past version: Effective from 18 Jul 2025 to 30 Jun 2007
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The following are examples of activities which, when taken in isolation, are unlikely to be regarded as an activity of the kind specified in Rule AU-1.4.19:
(a) appointing professional advisers;
(b) preparing a prospectus/business plan;
(c) identifying potential sources of funding;
(d) assisting investors/subscribers/borrowers to complete and submit application forms; or
(e) receiving application forms for processing/checking and/or onward transmission.