AU-1.4.27
The following are examples of activities which, when taken in isolation, are unlikely to be regarded as an activity of the kind specified in Rule AU-1.4.19:
(a) Appointing professional advisers;
(b) Preparing a prospectus/business plan;
(c) Identifying potential sources of funding;
(d) Assisting investors/subscribers/borrowers to complete and submit application forms; or
(e) Receiving application forms for processing/checking and/or onward transmission.
Amended: July 2007