Offers by Overseas Issuers
OFS-4.3.16
The following additional information, documents (to be provided with the application) are required for an offering of
securities byoverseas issuers :(a) A copy of any necessary approval from the home regulator;(b) A copy of the home market's relevant laws, rules and regulations that show that no restrictions are imposed on the transferability of thesecurities ;(c) Detailed information on listing requirements andsecurities performance on the home or other market(s);(d) Confirmation by theoverseas issuer that it will adhere to the general requirements as well as with the additional requirements and declarations, either in accordance with the type of offer or type ofsecurities , as stipulated in this Module;(e) An appointment of a listing agent where the securities are to be listed on alicensed exchange ; and(f) The issuer to bear the costs of any investigation or inspection by the CBB.January 2014OFS-4.3.17
The CBB may grant exemptions to any
overseas issuer's application, depending upon the type of offer and type ofsecurities on a case-by-case basis.January 2014