• OFS-3.9 OFS-3.9 Role and Responsibilities of the Legal Advisor

    • OFS-3.9.1

      A legal advisor must be appointed for every offering of securities and its name must be included in the offering document and in any advertisement or announcement.

      January 2014

    • OFS-3.9.2

      The lead manager may appoint a legal advisor to assist in carrying out legal due diligence, the results of which must be included in the declaration by the lead manager (See Appendix OFS-8).

      January 2014