OFS-3.9 OFS-3.9 Role and Responsibilities of the Legal Advisor
OFS-3.9.1
A legal advisor must be appointed for every offering of
securities and its name must be included in theoffering document and in any advertisement or announcement.January 2014OFS-3.9.2
The lead manager may appoint a legal advisor to assist in carrying out legal due diligence, the results of which must be included in the declaration by the lead manager (See Appendix OFS-8).
January 2014