Eligibility
OFS-3.6.1
Any person acting as an
underwriter to any offering, must be licensed or otherwise authorised by the CBB to undertake such activity.January 2014OFS-3.6.2
For the purpose of this Module, the definition, role and requirements related to the
underwriter also apply to co-underwriters .January 2014OFS-3.6.3
The CBB may investigate the financial suitability of a proposed
underwriter and may reject the appointment of theunderwriter and/or the application for offering if it is not satisfied as to theunderwriter's ability to meet its commitment under the proposed underwriting agreement and its potential impact in its capital adequacy.January 2014