• Eligibility

    • OFS-3.6.1

      Any person acting as an underwriter to any offering, must be licensed or otherwise authorised by the CBB to undertake such activity.

      January 2014

    • OFS-3.6.2

      For the purpose of this Module, the definition, role and requirements related to the underwriter also apply to co-underwriters.

      January 2014

    • OFS-3.6.3

      The CBB may investigate the financial suitability of a proposed underwriter and may reject the appointment of the underwriter and/or the application for offering if it is not satisfied as to the underwriter's ability to meet its commitment under the proposed underwriting agreement and its potential impact in its capital adequacy.

      January 2014