Appointment, Change, Termination
OFS-3.2.8
Any appointment of an advisor must be made in the form of a written agreement, contract and/or official letter issued by the
issuer or lead manager as applicable.January 2014OFS-3.2.9
The acceptance of the appointment by the advisor must be made in the form of an official written confirmation.
January 2014OFS-3.2.10
The name of the appointed advisors must be prominently disclosed in the
offering document and in all advertising materials.January 2014OFS-3.2.11
A person appointed to act as an appointed advisor shall not cease to act as such until another has taken office with CBB approval.
January 2014OFS-3.2.12
An
issuer must notify the CBB in writing immediately of the appointment or dismissal or replacement of an advisor that had been appointed. In the case of a dismissal, the reasons for dismissal must be provided.January 2014