Back Custom print Link Text Only Rich Text Print

  • OFS-3.1 OFS-3.1 Capital Market Advisory Services Provider

    • OFS-3.1.1

      For the purpose of this Module, a Capital Market Advisory Services Provider (appointed advisor) means any person who provides or involves himself with any activity or services stipulated under Article 80 of the CBB Law.

      January 2014

    • Definition of Advisors

      • OFS-3.1.2

        For the purpose of this Module, in addition to any other designation by the CBB, a Capital Market Advisory Services Provider may be classified as follows:

        (a) Auditors;
        (aa) Financial Advisors;
        (b) Custodian;
        (c) Independent Reporting Accountant;
        (d) Independent Valuer;
        (e) Issue Agent;
        (f) Lead Manager;
        (g) Legal Advisor;
        (h) Paying Agent;
        (i) Receiving Bank;
        (j) Securities Depositor and ownership transfer agent;
        (k) Trustee;
        (l) Shari'a Advisor;
        (m) Promoter;
        (n) Listing Agent;
        (o) Underwriter; or
        (p) Any other person designated as a Capital Market Advisory Service Provider by the CBB from time to time.
        Amended: October 2017
        January 2014