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Part A

Past version: Effective from 01 Apr 2014 to 30 Jun 2014
To view other versions open the versions tab on the right

Table of Contents
  Module Title Module
Code		 Date last
changed		  
Introduction User s Guide UG Jan 13 PDF Version
Executive Summary ES Oct 13 PDF Version
High Level
Standards		 Authorisation AU Jul 13 PDF Version
Principles of Business PB Jan 11 PDF Version
High Level Controls HC Oct 13 PDF Version
Auditors and Accounting Standards AA Apr 14 PDF Version
General Requirements GR Oct 13 PDF Version
Business Standards Capital Adequacy CA Oct 13 PDF Version
Business Conduct BC Oct 13 PDF Version
Client Assets CL Apr 13 PDF Version
Risk Management RM Oct 13 PDF Version
Financial Crime FC Jan 12 PDF Version
Training and Competency TC Oct 13 PDF Version
Reporting Requirements CBB Reporting BR Oct 13 PDF Version
Public Disclosure PD (to be issued) PDF Version
Enforcement &
Redress		 Enforcement EN Jan 13 PDF Version
Compensation CP (to be issued) PDF Version
Sector Guides Category 1 licensees C1 (to be issued) PDF Version
Category 2 licensees C2 (to be issued) PDF Version
Category 3 licensees C3 (to be issued) PDF Version
Islamic Investment Firms IF (to be issued) PDF Version