‹ Central Bank of Bahrain Volume 4—Investment Business Introduction › Part A Past version: Effective from 01 Jan 2021 to 31 Mar 2021 To view other versions open the versions tab on the right Table of Contents Module Title Module Code Date last changed Introduction User's Guide UG Apr 20 PDF Version Executive Summary ES Oct 14 PDF Version High Level Standards Authorisation AU Jan 21 PDF Version Principles of Business PB Jan 11 PDF Version High Level Controls HC Apr 20 PDF Version Auditors and Accounting Standards AA Apr 18 PDF Version General Requirements GR Apr 20 PDF Version Business Standards Capital Adequacy CA Oct 19 PDF Version Business Conduct BC Oct 20 PDF Version Client Assets CL Jan 18 PDF Version Risk Management RM Apr 19 PDF Version Financial Crime FC Jan 21 PDF Version Training and Competency TC Jan 16 PDF Version Digital Financial Advice DA Apr 19 PDF Version Reporting Requirements CBB Reporting BR Jan 20 PDF Version Public Disclosure PD (to be issued) PDF Version Enforcement & Redress Enforcement EN Oct 19 PDF Version Compensation CP (to be issued) PDF Version Sector Guides Category 1 licensees C1 (to be issued) PDF Version Category 2 licensees C2 (to be issued) PDF Version Category 3 licensees C3 (to be issued) PDF Version Islamic Investment Firms IF (to be issued) PDF Version ‹ Central Bank of Bahrain Volume 4—Investment Business Introduction ›