‹ Record Keeping TC-2 Training and Maintaining Competence › TC-1.2.8 An investment firm licensee should make and retain updated records of: (a) The criteria applied in assessing the ongoing and continuing competence; and (b) How and when the competence decision was arrived at. Adopted: July 2010 ‹ Record Keeping TC-2 Training and Maintaining Competence ›
