‹ TC-1.2 Assessing Competence TC-1.2.2 › TC-1.2.1 Investment firm licensees must not allow an individual to undertake or supervise controlled functions unless that individual has been assessed by the investment firm licensee as competent in accordance with this Section. Adopted: July 2010 ‹ TC-1.2 Assessing Competence TC-1.2.2 ›
