‹ RM-B.1.1 RM-B.1.3 › RM-B.1.2 Category 3 investment firms — unless otherwise stated — are exempted from the requirements of this Module with the exeption of Chapters RM-7 and RM-8. Amended: October 2009 Adopted: July 2007 ‹ RM-B.1.1 RM-B.1.3 ›
