‹ RM-B.1.1 RM-B.1.3 › RM-B.1.2 Past version: Effective from 01 Jul 2007 to 30 Sep 2009 To view other versions open the versions tab on the right Category 3 investment firms — unless otherwise stated — are exempted from the requirements of this Module. Adopted: July 2007 ‹ RM-B.1.1 RM-B.1.3 ›