MIR-A.4.4
As a CBB licensee, as well as a member, the main objectives of such entities are:
(a) Handling and execution of the investors or clients ' orders or transactions in accordance with the CBB Law, rules and regulations, as well as with the business rules of the licensed exchange ;
(b) Clearing, settling and depositing of investors or clients' securities in accordance with the licensed clearing house business rules ;
(c) Handling and the protection of their client's securities , assets and money, in accordance with the applicable laws, rules and regulation and this Module;
(d) Providing efficient and cost effective services to their clients and enhancing the public investors' confidence in the market; and
(e) Providing any regulated activities undertaken by them in line with the industry standards and best international practices.
Amended: July 2016
Adopted January 2010
Adopted January 2010