MIR-A.4.4

As a CBB licensee, as well as a member, the main objectives of such entities are:

(a) Handling and execution of the investors or clients' orders or transactions in accordance with the CBB Law, rules and regulations, as well as with the business rules of the licensed exchange;
(b) Clearing, settling and depositing of investors or clients'securities in accordance with the licensed clearing housebusiness rules;
(c) Handling and the protection of their client'ssecurities, assets and money, in accordance with the applicable laws, rules and regulation and this Module;
(d) Providing efficient and cost effective services to their clients and enhancing the public investors' confidence in the market; and
(e) Providing any regulated activities undertaken by them in line with the industry standards and best international practices.
Amended: July 2016
Adopted January 2010