(a) Regulatory supervision;

(b) Maintaining and promoting fairness, efficiency and transparency within the capital market and securities businesses;

(c) Acting as an enforcement agency with powers to investigate and take administrative, civil or criminal actions as it may deem appropriate;

(d) Approving the business rules and by-laws of the SRO's whereby any changes in such business rules and by-laws would need prior approval of CBB; and

(e) Licensing, supervision, inspection, investigation and enforcement on the SRO's and their members.