MIR-4.13.3
A
(a) Make available upon request by; or
(b) Publish in a manner that is accessible to, any investor who accesses or uses, or potential investor who may access or use, any system or services undertaken or provided by that member :
1. All regulated activities or services of the member ;
2. All products available on the regulated activities undertaken by the member ;
3. Applicable fees and charges;
4. Applicable margin requirements; and
5. Any arrangement that may be in place to compensate an investor who suffers pecuniary loss as a result of these regulated activities or insolvency of the member .
Amended: April 2013
Adopted January 2010
Adopted January 2010