MIR-4.13.3
Past version: Effective from 15 Dec 2009 to 31 Mar 2013
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A
(a) Make available upon request by; or
(b) Publish in a manner that is accessible to, any investor who accesses or uses, or potential investor who may access or use, any system or services undertaken or provided by that member :
1. all regulated activities or services of the member ;
2. all products available on the regulated activities undertaken by the member ;
3. applicable fees and charges;
4. applicable margin requirements; and
5. any arrangement that may be in place to compensate an investor who suffers pecuniary loss as a result of these regulated activities or insolvency of the member .
Adopted January 2010