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MIR-4.11.1

A member shall provide such assistance to the CBB and/or SRO that is required for the performance of the functions and duties of the CBB, including the furnishing of such returns and the provisions of:

(a) Such books and information:
1. Relating to the business of the licensed member; or
2. In respect of such dealings in securities or trading in futures contracts, products or other instruments; and
(b) Such other information as the CBB may require for the proper administration of this Module in general, and for the investigation and enforcement purposes in particular;
(c) Any information related to the handling and segregation of the clients assets.
Amended: April 2013
Adopted January 2010