MIR-4.11.1

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Past version: Effective from 15 Dec 2009 to 31 Mar 2013
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A member shall provide such assistance to the CBB and/or SRO that requires for the performance of the functions and duties of the CBB, including the furnishing of such returns and the provisions of:

(a) Such books and information:

1. relating to the business of the licensed member; or

2. in respect of such dealings in securities or trading in futures contracts, products or other instruments; and

(b) Such other information as the CBB may require for the proper administration of this Module in general, and for the investigation and enforcement purposes in particular;

(c) Any information related to the handling and segregation of the clients assets.

Adopted January 2010